4th Quarter - Report — UBS AMERICAS INC. for UBS AMERICAS INC (2008)

Firm

UBS AMERICAS INC.

Client

UBS AMERICAS INC

Income

—

Expenses

$100,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial Services Industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief Program. S. 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR. 1424, "Emergency Economic Stabilization Act of 2008." Regulatory issues affecting derivatives trading.

Foreign entity interest: UBS AG, previously listed on Form LD-1, has an interest in issues relating to HR 1424 and the financial services industry regulatory restructuring.

Lobbyist	Covered position, as disclosed
JASON COLE	—
DICK RIBBENTROP	—
PETER ROWAN	—
JOHN SAVERCOOL	—

Contacted: Treasury, Dept of; SENATE; Education, Dept of; White House Office; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3221 (110th), S. 2636 (110th), H.R. 1424 (110th)

Education EDU

Implementation of HR 5715, "To ensure continued availability of access to the Federal student loan program for students and families." Proposal to enhance liquidity in student loan auction rate securities market.

Lobbyist	Covered position, as disclosed
JASON COLE	—
PETER ROWAN	—

Contacted: HOUSE OF REPRESENTATIVES; White House Office; SENATE; Education, Dept of; Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: H.R. 5715 (110th)

Agriculture AGR

HR 6604, "Commodity Markets Transparency and Accountability Act of 2008

Lobbyist	Covered position, as disclosed
JASON COLE	—
DICK RIBBENTROP	—
JOHN SAVERCOOL	—

Contacted: SENATE; Education, Dept of; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC); White House Office

Bills named: H.R. 6604 (110th)

Taxation/Internal Revenue Code TAX

HR 1424, "Emergency Economic Stabilization Act of 2008."

Lobbyist	Covered position, as disclosed
PETER ROWAN	—

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Education, Dept of; HOUSE OF REPRESENTATIVES; White House Office

Bills named: H.R. 1424 (110th)

Energy/Nuclear ENG

HR 6604, "Commodity Markets Transparency and Accountability Act of 2008." S 3131, "Oil Speculation Control Act of 2008."

Lobbyist	Covered position, as disclosed
JASON COLE	—

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; White House Office; SENATE; Securities & Exchange Commission (SEC); Education, Dept of

Bills named: H.R. 6604 (110th)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

Entity	Country	Principal place of business	Ownership	Contribution declared
UBS AG	Switzerland	Switzerland	100.0%	—

Affiliated organisations

Organisation	Location
UBS FINANCIAL SERVICES INC.	Weehawken, NJ, US
UBS GLOBAL A.M. (AMERICAS) INC	Chicago, IL, US
UBS SECURITIES LLC	Stamford, CT, US

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.