1st Quarter - Report

AMERIPRISE FINANCIAL, INC. for AMERIPRISE FINANCIAL, INC.

Period 1st Quarter 2021 Filed Apr 20, 2021 Signed by Elizabeth Varley, Vice President, Federal Government Affairs

Official filing
Firm
AMERIPRISE FINANCIAL, INC.
Client
AMERIPRISE FINANCIAL, INC.
Income
—
Expenses
$220,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2288 - to amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill Not yet introduced: LIBOR legislation sponsored by Rep Brad Sherman

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1277 (117th), S. 374 (117th), H.R. 2039 (117th), H.R. 2288 (117th)

Taxation/Internal Revenue Code TAX

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 804 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill S. 248 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill Not yet introduced: American Jobs Act, provisions relating to corporate tax reform and revenue offsets

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 248 (117th), H.R. 328 (117th), H.R. 804 (117th), H.R. 1584 (117th)

Retirement RET

H.R. 1319 - American Rescue Plan; provisions relating to retirement indexing Not Yet Introduced: Securing a Strong Retirement Act - sponsored by Reps Richard Neal & Kevin Brady

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1319 (117th)

Labor Issues/Antitrust/Workplace LBR

H.R. 842 - Protecting the Right to Organize (PRO) Act; provisions relating to worker classification S. 240 - Protecting the Right to Organize (PRO) Act of 2021; provisions relating to worker classification

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 842 (117th), S. 240 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.