PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Health Issues HCR

No Bill # - DC Healthcare Exchange Fees

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); Treasury, Dept of; U.S. Trade Representative (USTR); Office of Management & Budget (OMB); Federal Reserve System; Labor, Dept of (DOL); Office of the Comptroller of the Currency (OCC)

Consumer Issues/Safety/Products CSP

S. 2410 - Cyber Security Disclosure Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015

Contacted: Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Commerce, Dept of (DOC); Treasury, Dept of; U.S. Trade Representative (USTR); State, Dept of (DOS); Labor, Dept of (DOL); SENATE; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: S. 2410 (114th), S. 961 (114th), H.R. 2205 (114th)

Law Enforcement/Crime/Criminal Justice LAW

H.R. 9 - Innovation Act S. 1137 - Patent Act

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); SENATE; Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Office of Management & Budget (OMB); Federal Reserve System; Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); State, Dept of (DOS)

Bills named: S. 1137 (114th), H.R. 9 (114th)

Taxation/Internal Revenue Code TAX

H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/International Tax Reform No Bill # - Issues relating to the use of captive insurance companies

Contacted: Commerce, Dept of (DOC); U.S. Trade Representative (USTR); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Office of Management & Budget (OMB); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Federal Reserve System

Bills named: S. 386 (114th), H.R. 2315 (114th), H.Res. 566 (114th)

Trade (domestic/foreign) TRD

No Bill # - Trans Pacific Partnership N/A - Issues relations to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to US-China Strategic and Economic Dialogue and Insurance Regulatory Dialogue N/A - Issues relating to India financial services market access and equity ownership issues N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues related to the International Services Agreement H.R. 1314, H.R. 1890, S. 995, H.R. 2146 - Issues relating to Trade Promotion Authority (Fast Track) H.R. 2029 - Consolidated Appropriations Act 2016 N/A - Issues relating to an insurance-covered agreement with European Union.

Contacted: U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Federal Reserve System; State, Dept of (DOS); SENATE; Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); Commerce, Dept of (DOC); Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Bills named: H.R. 1890 (114th), S. 995 (114th), H.R. 2029 (114th), H.R. 1314 (114th), H.R. 2146 (114th)

Financial Institutions/Investments/Securities FIN

No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. N/A - Basel Committee on Banking Supervision's Fundamental Review of the Trading Book (Pre-rulemaking stages) N/A - RIN 3064-AE33 "Recordkeeping for Timely Deposit Insurance Determination"

Contacted: U.S. Trade Representative (USTR); Office of the Comptroller of the Currency (OCC); Commerce, Dept of (DOC); Office of Management & Budget (OMB); Federal Deposit Insurance Corporation (FDIC); State, Dept of (DOS); Federal Reserve System; SENATE; Labor, Dept of (DOL); Treasury, Dept of; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: S. 1086 (114th), S. 1484 (114th), H.R. 1550 (114th), H.R. 2141 (114th), H.R. 4248 (114th)

Retirement RET

H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Office of Management & Budget (OMB); Federal Reserve System; Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); Office of the Comptroller of the Currency (OCC); Labor, Dept of (DOL); Federal Deposit Insurance Corporation (FDIC)

Bills named: S. 1317 (114th), H.R. 557 (114th), S. 245 (114th), H.R. 2317 (114th), S. 266 (114th), H.R. 506 (114th)