INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
| PETER J GUNAS | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| WYATT STEWART New | — |
Retirement RET
S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Department of Labor rule on ESG Investing and Proxy Voting Electronic Distribution of retirement plan communications Qualified Default Investment Alternatives
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| PETER J GUNAS | — |
| KATHLEEN L MELLODY | — |
Taxation/Internal Revenue Code TAX
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
Budget/Appropriations BUD
H.R. 2617- FY 2023 Financial Services and General Government Appropriations
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
Labor Issues/Antitrust/Workplace LBR
FTC Hart-Scott-Rodino Proposal
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.