TIAA for TIAA

Financial Institutions/Investments/Securities FIN

Federal Reserve Supervision of Savings and Loan Holding Companies Asset Manager SIFI Designation as in the following bill: -Financial Stability Oversight Council Improvement Act of 2019 (S. 603) FDIC Treatment of Brokered Deposits (Not yet reintroduced) Section 11 of the Home Owners Loan Act Consumer Financial Choice and Capital Markets Protection Act (Not yet reintroduced) International Insurance Capital Standards Proxy Advisory Firms/Corporate Governance Data Privacy Legislation as in the following bill: -Data Care Act (Not yet reintroduced) Business Development Companies Regulation BI Environmental, Social, and Governance Disclosure

Contacted: Federal Reserve System; Securities & Exchange Commission (SEC); SENATE; Labor, Dept of (DOL); Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: S. 603 (116th)

Taxation/Internal Revenue Code TAX

Tax Reform included in Tax Cuts and Jobs Act 529 Plans Preserving Tax-Deferred Treatment of Defined Contribution Plans Preserving the Tax Treatment of Municipal Bonds Net Interest Expense Deduction Reserve Deductions Retirement Enhancement and Savings Act (S. 972, H.R. 1007) Safe Harbor for Plan Sponsors Selecting Annuity Providers on Plan Menus (H.R. 1439) Family Savings Act (H.R. 1084) Infrastructure investment by life insurers Student Loans Stretch IRA

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Labor, Dept of (DOL); Federal Reserve System; Securities & Exchange Commission (SEC)

Bills named: H.R. 1439 (116th), H.R. 1084 (116th), H.R. 1007 (116th), S. 972 (116th)

Retirement RET

Retirement Security as in the following bills: -Graduate Student Savings Act of 2019 (S. 448, H.R. 1194) -Retirement Security Act of 2019 (S. 321) -Retirement Enhancement and Savings Act of 2019 (S. 972, H.R. 1007) -Family Savings Act of 2019 (H.R. 1084) -Increasing Access to a Secure Retirement Act of 2019 (H.R. 1439) -Lifetime Income Disclosure Act (Not yet reintroduced) -Savings Enhancement by Alleviating Leakage in 401(k) Savings Act (Not yet reintroduced) -Retirement Plan Simplification and Enhancement Act (Not yet reintroduced) -Receiving Electronic Statements To Improve Retiree Earnings Act (Not yet reintroduced) -Small Businesses Add Value for Employees Act (SAVE Act) (Not yet reintroduced) -Automatic Retirement Plan Act (Not yet reintroduced) -Portability of Lifetime Income and Managed Account Options (Not yet reintroduced) -Retirement Security and Savings Act (Not yet reintroduced) -Retirement Parity for Student Loans Act (Not yet reintroduced) Providing Lifetime Income Illustrations on Retirement Benefit Statements Defined Contribution Retirement Plan Design and Modernization Fiduciary Concerns Related to Advice and Education in Retirement Plans Stretch IRA Electronic Delivery of Plan Documents Tax Reform Preserving Tax-Deferred Treatment of Defined Contribution Plans Preserving the Structure of the Defined Contribution System (Retirement Plan Consolidation) Qualified Default Investment Alternatives (QDIA) Safe Harbor for Plan Sponsors Selecting Annuity Providers on Plan Menus Portability of Annuities in Defined Contribution Plans Automatic IRA/401(k) Retirement Plans Collective Investment Trusts in 403(b) Plans Multiple Employer Plans Infrastructure Student Loans

Contacted: SENATE; Labor, Dept of (DOL); Federal Reserve System; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 448 (116th), H.R. 1007 (116th), S. 972 (116th), S. 321 (116th), H.R. 1194 (116th), H.R. 1084 (116th), H.R. 1439 (116th)