HOLLAND & KNIGHT LLP for FINANCIAL SERVICES INSTITUTE
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission.
| Lobbyist | Covered position, as disclosed |
|---|---|
| PAUL S. BOCK | — |
| SHAWNA FRANCIS WATLEY | — |
| KARL KOCH | — |
| KATHRYN H LEHMAN | — |
Financial Institutions/Investments/Securities FIN
Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission.
| Lobbyist | Covered position, as disclosed |
|---|---|
| PAUL S. BOCK | — |
| SHAWNA FRANCIS WATLEY | — |
| KARL KOCH | — |
| KATHRYN H LEHMAN | — |
Taxation/Internal Revenue Code TAX
Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission.
| Lobbyist | Covered position, as disclosed |
|---|---|
| PAUL S. BOCK | — |
| SHAWNA FRANCIS WATLEY | — |
| KARL KOCH | — |
| KATHRYN H LEHMAN | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.