3rd Quarter - Amendment

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$141,900
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
3rd Quarter - Report Oct 17, 2012 $141,900 Replaced
3rd Quarter - Amendment (this page) Oct 19, 2012 $141,900 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
TED DAHLSTROM —

Contacted: SENATE; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Reserve System; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 6317 (112th), S. 3497 (112th)

Taxation/Internal Revenue Code TAX

Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
TED DAHLSTROM —

Contacted: SENATE; Federal Reserve System; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.