INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Budget/Appropriations BUD

House FY 2022 Financial Services and General Government Appropriations Act

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Financial Institutions/Investments/Securities FIN

H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2570 (117th), H.R. 4262 (117th), H.R. 3899 (117th), H.R. 699 (117th), S. 2184 (117th), S. 374 (117th), H.R. 2123 (117th), H.R. 2265 (117th), S. 910 (117th), H.R. 3007 (117th), H.R. 1996 (117th), H.R. 1187 (117th), H.R. 3412 (117th), H.R. 1277 (117th)

Labor Issues/Antitrust/Workplace LBR

S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) S. 2039- Tougher Enforcement Against Monopolists Act (Lee) FTC Hart-Scott-Rodino Proposed Rule

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: S. 2039 (117th), S. 225 (117th)

Taxation/Internal Revenue Code TAX

H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 3142 (117th), S. 1870 (117th), H.R. 2288 (117th), H.R. 2954 (117th), H.R. 1584 (117th), S. 479 (117th), S. 1770 (117th), S. 1730 (117th), S. 817 (117th), H.R. 328 (117th), S. 1703 (117th), S. 1272 (117th)

Retirement RET

S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 3604 (117th), S. 1677 (117th), H.R. 3387 (117th), S. 1762 (117th), H.R. 3308 (117th)