1st Quarter - Report — INVESTMENT ADVISER ASSOCIATION for INVESTMENT ADVISER ASSOCIATION (2026)

Firm

INVESTMENT ADVISER ASSOCIATION

Client

INVESTMENT ADVISER ASSOCIATION

Income

—

Expenses

$80,000

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Accredited Investor / Expanding Access to Private Markets Small Business Regulatory Relief Retirement Plans Electronic Delivery Digital Assets Artificial Intelligence Data Privacy

Lobbyist	Covered position, as disclosed
WILLIAM NELSON	—

Contacted: SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Taxation/Internal Revenue Code TAX

Tax Issues for Investment Advisers

Lobbyist	Covered position, as disclosed
WILLIAM NELSON	—

Contacted: Treasury, Dept of; Labor, Dept of (DOL); SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Retirement RET

Retirement Issues for Investment Advisers

Lobbyist	Covered position, as disclosed
WILLIAM NELSON	—

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.