1st Quarter - Report

SIFF & ASSOCIATES PLLC for FMR LLC

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Postal POS

Legislative proposals to reform the U.S. Postal System (no bill introduced).

LobbyistCovered position, as disclosed
CHRIS GRANBERG —
ANDREW SIFF —

Contacted: Labor, Dept of (DOL); SENATE

Financial Institutions/Investments/Securities FIN

Seeking clarification of issues arising from the repeal of the "Cole Memorandum" on the exercise of enforcement discretion regarding states that have elected to allow lawful cannabis and issues associated with the impending application of federal anti-money laundering regulations to cannabis businesses that are lawful in some states. Legislative proposals to dictate the manner of delivery for communications to mutual fund investors, including those in ERISA covered plans (no bill introduced).

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: Labor, Dept of (DOL); SENATE

Retirement RET

Proposed rule to extend the transition period and delay the applicability dates of the "Definition of the Term 'Fiduciary'; Conflict of Interest Rule-Retirement Investment Advice" final rule and related Prohibited Transaction Exemptions; 82 Fed. Reg. 41365 (August 31, 2017). Interpretation of section 3(5) of ERISA in the U.S. Department of Labor's Notice of Proposed Rulemaking on when employers may join together to form a group health plan under ERISA; RIN 1210-AB85; January 5, 2018 and possible impacts on retirement plans that use the same definitions under section 3(5). Proposals to facilitate the creation of open multiple employer plans (open MEPs) to promote retirement savings.

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: SENATE; Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.