PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Budget/Appropriations BUD

H.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File)

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Commerce, Dept of (DOC); Federal Reserve System; Treasury, Dept of; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); U.S. Trade Representative (USTR); State, Dept of (DOS)

Bills named: H.J.Res. 59 (113th)

Retirement RET

S. 1270, S. 1970, S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 HR 2035 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work No Bill # - GMWB Interpretive Issues in terms of possible guidance S.1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures S.1979 - USA Retirement Plans - all provisions

Contacted: U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; SENATE; Commerce, Dept of (DOC); Treasury, Dept of; Labor, Dept of (DOL); Federal Reserve System; State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: H.R. 2035 (113th), S. 1979 (113th), S. 1270 (113th), S. 1970 (113th)

Consumer Issues/Safety/Products CSP

H.R. 624 - Cyber Intelligence Sharing and Protection Act - all provisions

Contacted: SENATE; HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Labor, Dept of (DOL); U.S. Trade Representative (USTR); Federal Reserve System; Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: H.R. 624 (113th)

Law Enforcement/Crime/Criminal Justice LAW

S.1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013

Contacted: SENATE; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Reserve System; State, Dept of (DOS); Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Bills named: S. 1013 (113th), S. 1720 (113th), H.R. 3309 (113th)

Trade (domestic/foreign) TRD

No Bill # - Trans Pacific Partnership - Japan entry No Bill # - Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO) No Bill # - Issues relating to Japan insurance regulatory reform No Bill # - Issues relations to Transparency and market access issues generally related to international insurance and investment operations No Bill # - Issues relating to US-China Strategic and Economic Dialogue No Bill # - Issues relating to India financial services market access and equity ownership issues No Bill # - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues No Bill # - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets No Bill # - Issues related to the International Services Agreement No Bill # - Issues relating to Trade Promotion Authority (Fast Track)

Contacted: Commerce, Dept of (DOC); U.S. Trade Representative (USTR); State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Reserve System; SENATE

Financial Institutions/Investments/Securities FIN

No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisions S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013; All Provisions S. 563 - Jumpstart GSE Reform Act; Multifamily Provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - All provisions S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill # - Bipartisan Budget Act of 2013 No Bill # - Universal Child Savings Accounts S. 2270; H.R. 4510 - Insurance Capital Standards Clarification Act of 2014 H.R. 5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes S.2244 - Terrorism Risk Reinsurance Authorization Act of 2014

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); State, Dept of (DOS); SENATE; Commerce, Dept of (DOC); Federal Reserve System; Treasury, Dept of; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Bills named: S. 1217 (113th), S. 2244 (113th), H.R. 2720 (113th), S. 676 (113th), S. 534 (113th), H.R. 1155 (113th), S. 1376 (113th), H.R. 2767 (113th), S. 2270 (113th), H.R. 5461 (113th), S. 563 (113th), H.R. 4510 (113th)

Taxation/Internal Revenue Code TAX

No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues H.R. 1129/S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities HR 2870 - Real Estate Investment and Jobs Act of 2013 HR 1 - Tax Reform Act of 2014 No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Reserve System; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); State, Dept of (DOS); SENATE

Bills named: H.R. 1 (113th), H.R. 1129 (113th), S. 1645 (113th), H.R. 2870 (113th)