NASDAQ, INC. for NASDAQ INC
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
General issues relating to the following: Revitalize the market for small public companies/policies that promote IPOs - H.R. 10 - Financial CHOICE Act of 2017; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016 (114th Congress); Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act (114th Congress); Section 31 Fee Overpayments, S. 462 - Section 31 Fee Overpayments, H.R. 1257 - Section 31 Fee Overpayments; Cross border regulatory issues between the U.S. and Europe; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Repatriation/tax reform; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; H1B visa/immigration reform; Securities transactions tax; Tax treatment of options contracts; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Corporate governance issues; Cyber Security and system infrastructure; Limitations on SEC regulation of non-exchange activities; H.R.3555 - Exchange Regulatory Improvement Act; and Requiring transparency of short positions that match existing requirements on long position holders.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JAMEEL WILLIAM AALIM-JOHNSON | — |
| TERRY G CAMPBELL | — |
| LAURA NOLAN | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.