3rd Quarter - Report

RBS SECURITIES INC. for RBS SECURITIES, INC.

Firm
Client
Income
—
Expenses
$40,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Banking BAN

H.R. 4173, Dodd- Frank Wall Street Reform and Consumer Protection Act, provisions related to derivatives and securitizations.

Foreign entity interest: The Royal Bank of Scotland, the parent company of RBS Securities, Inc., has an interest in all issues listed on line 16.

LobbyistCovered position, as disclosed
MARY LYNN O'NEILL —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.