Investment Adviser - Broker-Dealer
| Year | Firm | Period | Expenses | Doc |
|---|---|---|---|---|
| 2011 | THE NELSON LAW FIRM, LLC |
4th Quarter (Oct 1 - Dec 31) AMENDED |
— | |
| 2011 | THE NELSON LAW FIRM, LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Termination |
— | |
| 2011 | THE NELSON LAW FIRM, LLC |
4th Quarter (Oct 1 - Dec 31) Registration |
— |
| Firm | Filings | Expenses |
|---|---|---|
| THE NELSON LAW FIRM, LLC | 3 | — |
| Issue | Activities |
|---|---|
| Financial Institutions/Investments/Securities | 3 |